Theoretical
Foundation

Technical
Requirements

Tips
Sheets

Related Resources
and Tools

Evaluation Guides
and Courses

Evaluation
Organizations
 
 

The following list of annotated resources is organized into the following sections:

There is also a list of Additional Online Guides (not annotated).

Program Evaluation Guides

Center for Substance Abuse Prevention (June 2003). Pathways to effective programs and positive outcomes. Rockville, MD: U.S. SAMHSA/CSAP’s National Center for the
Advancement of Prevention and Centers for the Application of Prevention Technologies.
Available online at http://captus.samhsa.gov/southwest/resources/documents/pathways_8-03.pdf.

Developed in response to requests from the prevention field for guidance in selecting and implementing science-based prevention programs, this guide presents a capacity-building framework and process for demonstrating and documenting prevention outcomes. It contains chapters on needs and assets assessment, capacity-building, program selection, implementation and assessment, and final evaluation. Its goal is not to turn readers into expert evaluators, but into educated consumers who can work comfortably and confidently with content experts.

Andrews, F. M., Lem, L., Davidson, T. N., O'Malley, P., and Rodgers, W. L. (1978). A guide for selecting statistical techniques for analyzing social science data. Ann Arbor, MI: Survey Research Center, Institute for Social Research, University of Michigan.

This guide uses decision trees to map the choices involved in selecting an appropriate statistical technique for a given analysis. More than 100 different statistics or statistical techniques are included in the guide. Some knowledge of statistics is assumed.

Bayer, A. H., Brisbane, F. L., and Ramirez, A. (Eds.) (1996). Advanced methodological issues in culturally competent evaluation for substance abuse prevention (CSAP Cultural Competence Series, 6; DHHS Publication No. SMA 96-3110). Rockville, MD: Substance Abuse and Mental Health Services Administration.

This publication represents the sixth monograph in a series of cultural competence publications sponsored by the Center for Substance Abuse Prevention. It addresses and synthesizes the complex methodological issues involved in evaluation programs within multicultural contexts. Chapters develop a framework and provide suggestions for evaluators who wish to use state-of-the-art methodological techniques to conduct culturally competent program evaluations. This book consists of eight complementary chapters addressing critical methodological issues in program evaluation within culturally diverse settings.

Brito, C. S., Stewart, K., and Reynolds, R. I. (1998). Prevention statistics made easy: Understanding correlation, explained variance and causation. Paper delivered at “Prevention Planning for Youth Substance Abuse Initiatives,” 11th Annual National Prevention Network Research Conference, San Antonio, Texas.

This brief paper provides an overview of four basic statistical concepts: correlation, statistical significance, explained variance, and causation. It is intended to help practitioners identify which prevention findings are worth further consideration and which indicate weaker results.

Carmona, M. C., Stewart, K., Gottfredson, D. C., and Gottfredson, G. D. (1998). A guide for evaluating prevention effectiveness, CSAP technical report (NCADI Publication No. 98-3237). Rockville, MD: U.S. Department of Health and Human Services, Substance Abuse and Mental Health Services Administration, Center for Substance Abuse Prevention.

This guide provides practitioners with basic evaluation concepts and tools. It describes commonly used research designs and their strengths and weaknesses. It also describes qualitative and quantitative data collection methods used in process and outcome evaluation and discusses basic concepts in data analysis.

Fetterman, D. F., Kaftarian, S. J., and Wandersman, A. (Eds.) (1996). Empowerment evaluation: Knowledge and tools for self-assessment and accountability. Thousand Oaks, CA: Sage.

This publication explores empowerment evaluation, a method for using evaluation concepts, techniques, and findings to foster improvement and self-determination. Program participants—including clients—conduct their own evaluations, with an outside evaluator often serving as a coach or additional facilitator, depending on internal program capabilities. The text focuses on the various contexts in which empowerment evaluation is conducted, focusing particularly on the role empowerment evaluation has played in the U.S. Department of Health and Human Services’ substance abuse prevention programs. The contributors provide tools and technical assistance for implementing this approach, as well as ideas for strengthening the links between empowerment evaluation and community capacity building.

French, J. F. and Kaufman, N. J. (Eds.) (1981). Handbook for prevention evaluation: Prevention evaluation guidelines (Publication No. ADM81-1145). Washington, DC: National Institute on Drug Abuse.

This handbook was written for evaluator-practitioner teams working to apply their skills in the assessment and improvement of prevention programs. Topics discussed include models of prevention, evaluation design, indicators and measures for process and outcome evaluation, and reporting evaluation results. An extensive appendix on instruments and data sources is included.

Hawkins, J. D. and Nederhood, B. (1987). Handbook for evaluating drug and alcohol prevention programs: Staff/team evaluation of prevention programs (Publication No. (ADM) 87-1512). Washington, DC: U.S. Department of Health and Human Services.

This handbook provides program managers with a comprehensive tool to guide their evaluation efforts. It discusses instruments and activities for determining program effectiveness (outcome evaluation), and for documenting and monitoring the delivery of services (process evaluation). Major topics discussed include evaluation design, measuring outcomes, measuring implementation, data collection, data analysis, and reporting study findings. Worksheets, sample instruments, and a bibliography are included.

Health Canada (August, 1996). Guide to project evaluation: A Participatory Approach. Ottawa, Ontario: Author. Available online at
http://www.phac-aspc.gc.ca/ph-sp/resources-ressources/guide/index-eng.php

This evaluation guide provides a comprehensive, easy-to-use, framework for project evaluation. It is premised on the belief that evaluation can be a useful and positive experience that promotes learning and action, and that what is learned from project evaluation is as important as what the project produces or creates.

Isaac, S. and Michael, W. B. (1983). Handbook in research and evaluation: A collection of principles, methods, and strategies useful in planning, design, and evaluation of studies in education and the behavioral sciences (2nd ed.). San Diego, CA: EdLTS.

Intended to help practitioners choose the best technique for a particular study, this book summarizes basic information on research and evaluation methods. Topics discussed include planning evaluation and research studies, research design and methods, instrumentation and measurement, data analysis, and reporting a research study. It includes many tables and worksheets.

W. K. Kellogg Foundation. (1998). W. K. Kellogg Foundation evaluation handbook. Battle Creek, MI: Collateral Management Company. Available online at http://www.wkkf.org/Pubs/Tools/Evaluation/Pub770.pdf

This handbook offers a framework for thinking about evaluation as a program tool. Written for project directors with direct responsibility for the evaluation of Kellogg Foundation–funded projects, it discusses how to prepare for an evaluation (e.g., develop evaluation questions, budget for evaluation, select an evaluator), design and conduct an evaluation, and report findings. The handbook contains worksheets, charts, and a bibliography on evaluation.

Kozel N. J. and Sloboda Z. (1998). Assessing drug abuse within and across communities: Community epidemiology surveillance networks on drug abuse (NIH Publication No. 98-3614). Rockville, MD: National Institute on Drug Abuse. Available online at http://www.drugabuse.gov/Pubs/Assessing/.

This guidebook is meant to help practitioners at the local, regional, and state level assess local drug abuse patterns and trends using indicator data. Data sources discussed include treatment data, medical examiner/coroner data, the Drug Abuse Warning Network (DAWN) data, law enforcement data, national surveys, HIV/AIDS data, census data, and telephone hotline data. The guidebook includes references, a glossary, and appendices that identify or discuss data sources.

Larson, M. J., Buckley, J. and Gabriel, R. M. (1997). A community substance abuse indicator's handbook: How do we know we are making a difference? Boston, MA: Join Together.

This guide identifies key indicators (i.e., information typically collected by agencies or organizations) that community coalitions and other groups can use to describe the nature and scope of local substance abuse problems. It also provides contact information on state agencies and organizations that collect and/or report indicator data. This document can be ordered online at www.indicatorshandbook.org. A summary of this document can be found in “Beyond Anecdote: Using Local Indicators to Guide Your Community Strategy to Reduce Substance Abuse” (1999 Monthly Action Kit, Special 1999 Issue, Boston, MA: Join Together, 1999).

Madison, A. (Ed.) (1992). Minority issues in program eEvaluation: New directions for program evaluation Series 53. San Francisco, CA: Jossey-Bass.

This publication focuses on the importance of minority participation in program evaluation. According to the author, the text “constitutes a new direction in program evaluation, in that it links methodological, moral, and ethical evaluation issues to the minorities who have the highest stake in the attainment of social policy and program goals.” It contains six articles: Two address insufficiency and/or risks related to equity issues and quantitative evaluation, three discuss inclusion and participation of minority and/or multicultural voices in program evaluation development, and one focuses on assessing the research on multicultural education.

Miller, D. C. (1991). Handbook of research design and social measurement (5th ed.). Newbury, Park, CA: Sage.

This handbook provides procedures and guidance for three major types of research: basic, applied, and evaluation. It addresses topics such as research design, data collection, statistical analysis, and scales and indexes, and includes a guide to federal and private funding and to the publication of research reports. Extensive bibliographies accompany each major section of the handbook.

Moberg, D. P. (1984). Evaluation of prevention programs: A basic guide for practitioners. Madison, WI: Board of Regents of the University of Wisconsin System for the Wisconsin Clearinghouse.

This guide, which provides detailed steps for planning and implementing a program evaluation, is intended for practitioners involved in planning and delivering local prevention services.

Muraskin, L. D. (1993). Understanding evaluation: The way to better prevention programs (Publication #ED/OESE92-41). Washington, DC: U.S. Department of Education.

This handbook was written for school and community agency staff to carry out required evaluations under the Drug-Free Schools and Communities Act. The premise of this book is that many evaluations that use simple designs can be conducted without formal training in program evaluation (though the author does identify checkpoints in the evaluation process where practitioners may want to consult with evaluation specialists). Topics discussed include evaluation design, data collection methods and instruments, and interpreting and reporting findings. This publication is available at: http://www.ed.gov/PDFDocs/handbook.pdf.

Thompson, N. J. and McClintock, H. O. (1998). Demonstrating your program's worth: A primer on evaluation for programs to prevent unintentional injury. Atlanta, GA: National Center for Injury Prevention and Control, Centers for Disease Control and Prevention.

Designed for program managers, this guide describes the process involved in conducting a simple evaluation (formative, process, impact, and outcome), how to hire an evaluator, and how to incorporate evaluation activities into a prevention program. Appendices include information on sample questionnaire/interview items, events or activities to observe, and types of records to maintain, as well as a glossary and bibliography on evaluation. Information on ordering this publication can be found online at http:/www.cdc.gov/ncipc/pub-res/demonstr.htm.

U.S. Department of Transportation (1999, May). The art of appropriate evaluation: A guide for highway safety program managers (DOT HS 808 894). Washington, DC: U.S. Department of Transportation, National Highway Traffic Safety Administration.

This guide demystifies what is meant by evaluation, describes common stumbling blocks, and discusses how to choose an appropriate evaluation method to promote the hard work that goes into prevention programs. Though intended for state or local highway safety project directors, it is a useful manual for all involved in evaluation planning and implementation. A background in experimental design or statistics is not required—the guide tells where you can find experts to help with that part.

Resources Related to Cultural Competence

Nelson, D. E., Brownson, R. C., Remington, P. L., and Parvanta. C. (2002). Communicating Public Health Information Effectively: A Guide for Practitioners. Washington, DC: American Public Health Association.

This book is intended to help health practitioners in both the public and private sector improve their ability to communicate with different audiences. It provides practical recommendations and examples on how to communicate public health information to nonscientific audiences more effectively. It is intended to be used primarily as a primer to assist those who need background information or guidance when faced with specific communication situations.

Sayre, K. (2003). Guidelines and best practices for culturally competent evaluations. Colorado Trust. Available online at http://www.coloradotrust.org/attachments/0000/3116/GuidelinesBestPracticesCulturally04.pdf

This report contains many tools and guidelines for developing and implementing a culturally competent evaluation. Though intended for health and social science researchers engaged in evaluations of programs serving ethnically diverse populations, people who use evaluation results to make programmatic decisions will also find this information useful.

REFT Institute, Inc. (2003). Keys to cultural competency: A literature review for evaluators of recent immigrant and refugee service programs in Colorado. Colorado Trust. Available online athttp://www.coloradotrust.org/attachments/0000/3182/KeystoCulturalCompetency04.pdf.

This publication details unique characteristics of nine separate cultures (including people from Bosnia-Herzegovina, Kurdistan, the former Soviet Union, Central America, Mexico, Laos, Vietnam, Somalia and Sudan) and related implications for conducting research and evaluation within these cultures.

Resources Related to Working with an Evaluator

Budget and Evaluation Division, Financial Management Board Secretariat, Government of the Northwest Territories, Canada (1999). Working well with evaluation consultants: A guide. Available online at http://www.fin.gov.nt.ca/documents/forms-documents/consultantguide.pdf .

This guide, designed to help people and organizations who are planning to work with a consultant to conduct an evaluation, outlines steps to take to ensure an effective partnership and a useful and credible product.

Juvenile Justice Evaluation Center (n.d.). Hiring and working with an evaluator. Washington, DC: Author. Available online at http://www.jrsa.org/pubs/juv-justice/evaluator.pdf.

This short and straightforward guide is one of a series of briefings designed for program managers.

Rabinowitz, P. (2003). Choosing evaluators. University of Kansas Work Group on Health Promotion and Community Development and AHEC/Community Partners. Available online at http://ctb.ku.edu/tools/en/section_1351.htm.

The Community Tool Box Web site provides numerous how-to tools designed to help practitioners with the different tasks necessary for community health and development. The section on choosing an evaluator is part of a larger chapter on program evaluation.

Online Courses

Evaluation for the Unevaluated: Program Evaluation 101
Center for Substance Abuse Prevention
http://pathwayscourses.samhsa.gov/eval101/eval101_intro_pg1.htm

This is the first in a series of three self-paced courses developed by CSAP focusing on evaluation. It introduces key terms and concepts, explains different forms of evaluation, and provides suggestions on choosing an evaluator, organizing an evaluation team, and planning an evaluation.

Evaluation for the Unevaluated: Evaluation 102
Center for Substance Abuse Prevention
http://pathwayscourses.samhsa.gov/eval102/eval102_intro_pg1.htm

Picking up where Program Evaluation 101 ended, this course reviews the planning process and how evaluation fits in, data analysis and uses, and challenges to program evaluation.

Wading Through the Swamp: Evaluation 201
Center for Substance Abuse Prevention
http://pathwayscourses.samhsa.gov/eval201/eval201_intro_pg1.htm

Building on the two previous courses, Wading Through the Swamp uses a case study approach to provide prevention practitioners with a practical understanding of data analysis and interpretation.


Additional Online Guides

Basic Guide to Program Evaluation
Carter McNamara, M.B.A, Ph.D., Authenticity Consulting, LLC
http://www.managementhelp.org/evaluatn/fnl_eval.htm

Evaluation Cookbook
Learning Technology Dissemination Initiative
http://www.icbl.hw.ac.uk/ltdi/cookbook/contents.html#endhead

Getting to Outcomes: Methods and Tools for Planning, Self-Evaluation, and
Accountability

Abraham Wandersman, Ph.D. and Pamela Imm, Ph.D., University of South Carolina; Matthew Chinman, Ph.D., The Consultation Center, Yale University School of Medicine, and Shakeh Kaftarian, Center for Substance Abuse Prevention
http://www.rand.org/pubs/technical_reports/TR101/index.html

A Guide to Family Intervention and Prevention Program Evaluation
Children, Youth, and Families Education and Research Network
http://www.fourh.umn.edu/evaluation/family/default.html

Measuring Program Outcomes: A Practical Approach
United Way of America
http://national.unitedway.org/outcomes/resources/mpo/

Planning a Program Evaluation
University of Wisconsin Cooperative Extension
http://learningstore.uwex.edu/pdf/G3658-1W.PDF

Taking Stock: A Practical Guide to Evaluating Your Own Programs
Horizon Research, Inc.
http://www.horizon-research.com/reports/1997/taking_stock.php

User-Friendly Handbook for Mixed-Methods Evaluation
National Science Foundation
http://www.nsf.gov/pubs/1997/nsf97153/start.htm

User-Friendly Handbook for Program Evaluation
National Science Foundation
http://www.nsf.gov/pubs/2002/nsf02057/nsf02057_6.pdf



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